Our staff is experienced in providing broker-dealer audit services which include compliance with the increased regulatory requirements, and financial statement presentation.We also provide anti-money laundering (AML) independent reviews, RIA surprise examinations, accounting, and tax services for our broker-dealer clients. We are registered with the Public Company Accounting Oversight Board (PCAOB). As a PCAOB registered firm, we have the skills and commitment necessary to provide a quality audit at an affordable price.
We also serve as (FINOP) for Broker-Dealers which includes :